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about 1 year ago
Support Services Group (SSG)
Salary: £30000 - £70000 Per Annum Dep on Exp
Location: UK
Job type: Permanent
Business sector: Both
Contact: Elisa Bernal-Ales
Category: Generalist HR Jobs
Compliance Manager & MLRO- in Bahamas

Reports to: CEO Company’s Corp

Location: Company’s Corp, Bahamas

Job Purpose: To ensure that Company’s Corp is fully compliant and adheres to each and every compliance activity accordingly

Roles & Responsibilities

Main duties

• Responsible for the complete and accurate provision of reporting regulatory information required both on an internal and external basis
• Ensure monitoring to assess the companies compliance with Securities Commission of the Bahamas (SCB) regulatory requirements
• Responsible for ensuring that the policies and procedures are accurate and updated regularly
• Carry out the MLRO function, ensuring the implementation of and ongoing adherence to Financial Crime Controls
• Actively participate as a member of the Compliance Committee
• Preparation of management information for Head office as required
• Responsible for the compliance approval of financial promotions issued
• Effectively deal with any complaints raised by local clients, report and manage accordingly. Ensure that complaints register updated accordingly
• Work with financial controller to ensure that all reports requiring submission to the SCB are done so in a timely and accurate manner
• Organise training and exams for staff and ensure that they are SCB approved where required
• Keep up to date and be pro-active in implementing new policies and procedures or updates to staff in a timely manner, providing training where necessary
• Ensure compliance reporting to SCB is done as required and is accurate
• Ensure that all compliance activity is accurately recorded

Qualifications required

• A management or finance degree is desirable

Essential skills

• At least 3 : 5 years’ experience in a Compliance Team in a similar organisation
• Able to communicate at all levels both verbally and in writing
• Is fully aware and up to date of SCB compliance, money laundering and all other trading related processes and procedures
• Previously approval by SCB is desirable

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